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How can you dematerialize a lost share certificate?

How can you dematerialize a lost share certificate? Find a clear answer in this FAQ by 021 Trade.

If your physical share certificate is lost, you cannot directly dematerialize it. First, you must obtain a duplicate share certificate from the company’s Registrar and Transfer Agent (RTA) and then convert it into demat form. The process generally involves the following steps:

1. Contact the Company’s RTA

Inform the company or its Registrar and Transfer Agent (RTA) about the lost share certificate and request the procedure to issue a duplicate certificate.

2. File a Police Complaint

File an FIR or police complaint reporting the loss of the share certificate. This acts as proof that the certificate is lost.

3. Publish a Newspaper Advertisement

In many cases, you must publish a public notice in a newspaper declaring that the share certificate is lost to prevent misuse or fraudulent claims.

4. Submit Required Documents

You will need to submit documents to the RTA, such as:

  • Application for duplicate share certificate
  • Copy of PAN and address proof
  • Affidavit declaring the loss of the certificate
  • Indemnity bond
  • FIR copy and newspaper advertisement (if required)

5. Verification by the Company/RTA

The company or RTA verifies your ownership and documents. If everything is correct, they issue a duplicate share certificate or a Letter of Confirmation.

6. Dematerialize the Shares

After receiving the duplicate certificate or confirmation letter, submit a Dematerialization Request Form (DRF) through your Depository Participant (DP). The shares will then be credited to your demat account after verification.

* In short:

Lost certificate → Request duplicate from RTA → Submit documents → Receive duplicate/confirmation → Apply for dematerialization through DP.